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News Stories Archives - Since 1998
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Sapir and Co Add a Levered Equal Weight ETF
The folks at a Mid-Atlantic fund firm expand their lineup yet again...
MutualFundWire.com -
Thursday, September 4, 2025
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A Bank Breach Didn't Hit Its RKing Biz
The data breach affected five Massachusetts residents...
401kWire.com -
Thursday, September 4, 2025
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401k Participants Favor Bond Funds For 4 Months Running
New provider data shows participants slowing their 401(k) trading yet again...
401kWire.com -
Thursday, September 4, 2025
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More Than 95 Percent of This Titan's Plans Now Default to TDFs
A giant recordkeeper's team releases its latest quarterly update on its 401(k), 403(b), and IRA businesses...
401kWire.com -
Thursday, September 4, 2025
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A Bank Breach Didn't Hit Its $3.7T-AUS Asset Manager
A recent cybersecurity incident affected five Massachusetts residents connected with a money center bank...
MutualFundWire.com -
Thursday, September 4, 2025
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Transamerica and PrismHR Team Up. Here's the Deel.
The two providers' teams are preparing to launch a 401(k) pooled employer plan next month...
401kWire.com -
Thursday, September 4, 2025
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Reader Rating: 5
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Arnott and Co Sponsor Their 1st ETF
The new, passive fund is powered by one of Research Affiliates' own indexes and is expected to debut next week...
MutualFundWire.com -
Wednesday, September 4, 2024
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In CO, an 8-Year Empower Vet Joins Transamerica
The new hire now serves on the recordkeepers's wholesaling team...
401kWire.com -
Wednesday, September 4, 2024
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After Nine Years, a KPA Aggregator's Beantown Branch Moves
The new space will be able to accommodate a team of up to 20 people...
401kWire.com -
Wednesday, September 4, 2024
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Milton Hires a 17-Year RSG Vet
The new VP is switching to the KPA side of the business...
401kWire.com -
Wednesday, September 4, 2024
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A $725B-AUM AM Replaces 2 Fund Brands With 1
The change took effect a week ago and involves more than 70 mutual funds and ETFs...
MutualFundWire.com -
Wednesday, September 4, 2024
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In 2025, Vestwell Will Team With One of Its New Backers
The partnership includes a focus on lifetime income delivery...
401kWire.com -
Wednesday, September 4, 2024
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Happy Labor Day!
In observance of the Labor Day market holiday, MFWire will be closed on Monday...
MutualFundWire.com -
Friday, September 4, 2020
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Seismic Goes Interactive
The tech ally to fundsters launches new capabilities...
MutualFundWire.com -
Friday, September 4, 2020
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Happy Labor Day!
In observance of the Labor Day market holiday, 401kWire will be closed on Monday...
401kWire.com -
Friday, September 4, 2020
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TRACing Brand Updates, Post-Deal
After a big acquisition a couple of years ago, a familiar brand is fading...
401kWire.com -
Friday, September 4, 2020
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An Ohio 401k B-D Vet Dies at 54
She worked in the industry for more than 30 years...
401kWire.com -
Friday, September 4, 2020
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Reader Rating: 2
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$1T Versus $13.94B
The industry's biggest fund passes an imposing milestone, even as there's a new leader at the head of the active ETF pack...
MutualFundWire.com -
Friday, September 4, 2020
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Can the Quiet MF Titan Speak Up? It Can!
The team at a mutual fund industry giant is kicking off their first ever brand marketing and TV campaign...
MutualFundWire.com -
Wednesday, September 4, 2019
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A $44B-AUM Asset Manager Hires a DC Chief
A Beantown industry vet joins a Chi-Town shop as SVP of DC solutions...
401kWire.com -
Wednesday, September 4, 2019
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Reader Rating: 5
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Voya Teams Up For Multi-Glidepath TDFs
The bundled provider works a KPA network's sibling on the new CITs...
401kWire.com -
Wednesday, September 4, 2019
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A CT RIA Preps a MEP
They're teaming up with an outside 3(16) and recordkeeper, as well as a custodian. Watch for the launch this fall...
401kWire.com -
Wednesday, September 4, 2019
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A State Street Leader Will Take Over a $15B U.S. Biz
In December, the exec will become a multinational AM's U.S. chief...
MutualFundWire.com -
Wednesday, September 4, 2019
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NAPA Launches a Program to Help Female KPAs Thrive
The new program is designed to connect current and aspiring KPAs...
401kWire.com -
Wednesday, September 4, 2019
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MetLife Says Goodbye to a 37-Year Vet
A stable value executive is retiring...
401kWire.com -
Tuesday, September 4, 2018
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Reader Rating: 3
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Who Will Cover Mutual Funds For This Advisor Pub?
Meanwhile, a veteran mutual fund watcher goes freelance...
MutualFundWire.com -
Tuesday, September 4, 2018
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Participants With FAs Are More Confident
40 percent of participants surveyed are concerned with saving enough money for a comfortable retirement...
401kWire.com -
Tuesday, September 4, 2018
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What to Make of Trump's 401k Order
Industry insiders, trade groups, and politicians react to the President's Friday announcement...
401kWire.com -
Tuesday, September 4, 2018
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Week In Preview, September 4-9
The DCIIA, Relius, and RPAG teams are all hosting events this week...
401kWire.com -
Tuesday, September 4, 2018
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Are Asset Managers No Longer the Poor Relations?
An international paper ponders the rise of asset management execs within broader financial services firms...
MutualFundWire.com -
Tuesday, September 4, 2018
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Chetney Takes a Long Bite Out of the Big Apple
The GRP chief is on the East Coast this month...
401kWire.com -
Friday, September 4, 2015
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Reader Rating: 5
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This Small Cap Shop Is Back, With Two More Funds
After hard-closing its four mutual funds last year, this boutique is about to launch more product...
MutualFundWire.com -
Friday, September 4, 2015
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A Beantown Fund Shop Is Leaving the Money Fund Biz
Next month this publicly-traded mutual fund company will close its sole money market mutual fund to new investors, then liquidate it...
MutualFundWire.com -
Friday, September 4, 2015
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Reader Rating: 1
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An $87 Million Plan Is Swallowed Up in Merger
Adios.....
401kWire.com -
Friday, September 4, 2015
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This MA KPA Leaves Their B-D
401kWire has learned that a Massachusetts 401(k) plan advisor (KPA) is no longer licensed with NFP, according to Brokercheck...
401kWire.com -
Friday, September 4, 2015
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How Did BNY Mellon and SunGard NAVigate the Fund Pricing Crisis?
The WSJ tells more details of the backlog that shook the industry last week. Yet gaps remain...
MutualFundWire.com -
Friday, September 4, 2015
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Where Are You Going This Fall?
The fall 2014 conference season is about to begin. Which events should you squeeze into your schedule?..
401kWire.com -
Thursday, September 4, 2014
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Fielding Miller's CapTrust Makes Another Big Splash in the Midwest
A 20-year-old KPA shop merges with the Tar Heel State firm...
401kWire.com -
Thursday, September 4, 2014
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Reader Rating: 5
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Three Regional VPs Join Bologna's Team at Ascensus
The open-architecture recordkeeper unveils new hires in the Midwest, the Northeast, and "Mid-America."..
401kWire.com -
Thursday, September 4, 2014
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Reader Rating: 5
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Cadigan Hires a Direxion Colleague for Arrow
Veteran salesman now handles all channels in the New York, New Jersey region...
MutualFundWire.com -
Thursday, September 4, 2014
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Reader Rating: 4
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The Standard's Taylor-Rodriguez Hires in Missouri
The Portland, Oregon-based retirement plan provider welcomes an American Century alum...
401kWire.com -
Thursday, September 4, 2014
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Toonkel's Back in Town
Veteran mutual fund reporter, who had focused on M&A for a while, is back on the '40 Act beat...
MutualFundWire.com -
Thursday, September 4, 2014
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A CEO Will Depart from a $13.7B Windy City Firm
The chief executive of Perkins Investment Management, who is also a nephew of former Chicago mayor Richard Daley, will step down at the end of the year. His role will be taken over by the CIO...
MutualFundWire.com -
Thursday, September 4, 2014
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At His New GRP, Chetney Makes Another Key Hire
Fresh from the Financial Telesis deal, the former LPL retirement and NRP chief adds another executive to his roster...
401kWire.com -
Thursday, September 4, 2014
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Think Tank: 401ks Contribute To Inequality
The Economic Policy Institute's recently published study finds that our DC-heavy society leads to retirement wealth and income inequality, rather than being a function of it. ..
401kWire.com -
Wednesday, September 4, 2013
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Reader Rating: 1
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Pru Adds an Ex-Mutual Fund Bigwig to Its Funds' Board
A former mutual fund chief and two other directors join the insurer's mutual fund board...
MutualFundWire.com -
Wednesday, September 4, 2013
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Litman Gregory Bolsters Its Alts Team
New hire covers credit and absolute return investments...
MutualFundWire.com -
Wednesday, September 4, 2013
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Reader Rating: 5
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Amboian Drops a Title
He's still chairman and chief executive of Nuveen, though...
MutualFundWire.com -
Wednesday, September 4, 2013
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Jerry Szilagyi Scoops Up a Hartford Veteran
...And there's more hires on the way. ..
MutualFundWire.com -
Wednesday, September 4, 2013
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Reader Rating: 4
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First Trust Preps a Tactical ETF
First Trust Advisors [profile] filed to launch the First Trust Global Tactical Commodity Strategy Fund. The actively-managed ETF's PM team will include: John Gambla, senior PM on First Trust's alternatives investment team; Rob A. Guttschow, senior PM on the same team; Daniel J. Lindquist, senior vice president; Jon C. Erickson, senior vice president; David G. McGarel, chief investment officer and senior vice president; Rogert F. Testin, senior vice president; Todd Larson, vice president and fixed income PM; and Timothy S. Henry, ETF PM. [SEC filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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EBRI Keeps Its Award Simple
The employee benefits think tank has named the chief of Principal Financial Group as the winner of its most prestigious award. ..
401kWire.com -
Wednesday, September 4, 2013
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OpFunds Launches a New Ad Campaign
Initiative is aimed towards advisors and investors and follows on the heels of a previous award-winning campaign...
MutualFundWire.com -
Wednesday, September 4, 2013
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So What's Up With Calamos?
Calamos has seen plenty of staff changes in the past year, including its president and a director of compliance late last month...
MutualFundWire.com -
Wednesday, September 4, 2013
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Reader Rating: 4
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First Trust High Yield Long/Short ETF's Has a New Name
FIRST TRUST EXCHANGE-TRADED FUND IV
changed the name of First Trust High Yield Long/Short ETF to
First Trust Tactical High Yield ETF
[SEC Filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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Oppenheimer Capital Income Fund Plans Strategy Shift
Oppenheimer
[profile]
has changed the principal investment strategy for Oppenheimer Capital Income Fund.
Effective November 1st, the fund's debt securities may be rated by a nationally recognized statistical rating organization or may be unrated.
In addition, the fund can invest up to 40% of its total assets in below-investment-grade securities.
[SEC Filing].
..
MutualFundWire.com -
Wednesday, September 4, 2013
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T. Rowe Price to Change Strategy of an Equity Income Fund
T. Rowe Price
[profile]
announced a special shareholders meeting on October 22nd to change the investment objectives of the
T. Rowe Price Equity Income Fund.
The proposed investment objective of the fund will be to seek a high level of dividend income and long-term
capital growth primarily through investments in stocks.
[SEC Filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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DundeeWealth to Merge Three Funds
DundeeWealth Funds
[profile]
announced a special shareholders meeting on October 18th to transfer shares of
JOHCM Emerging Markets Opportunities Fund,
JOHCM Global Equity Fund and
JOHCM International Select Fund into the newly-created series of Advisers Investment Trust.
[SEC Filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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BMO Unveils New Crop of Retirement Funds
As a result of the transition of the BMO Managed Asset Allocation Program (MAAP) target date collective funds into traditional mutual funds, five funds are born again. ..
MutualFundWire.com -
Wednesday, September 4, 2013
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Hilton Debuts a Bond Fund
Last month Hilton Capital Management launched the Hilton Yield Plus Fund. Chief investment officer William J. Garvey, CEO and president C. Craig O'Neill, and senior PM Alexander D. Oxenham all PM the new fund. [profile]...
MutualFundWire.com -
Wednesday, September 4, 2013
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Great-West Replaces Janus With Two Sub-Advisors
On September 1, Great-West [profile] added J.P. Morgan [profile] and Pioneer [profile] as subadvisors for the Great-West Multi-Manager Large Cap Growth Fund. They replaced Janus [profile], and the fund was previously named the Great-West Janus Large Cap Growth Fund. J.P. Morgan's Giri Devulapally and Christopher Jones and Pioneer's Andrew Acheson and Paul Cloonan now PM the fund. [SEC filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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Reader Rating: 2
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Nuveen Replaces a Mutual Fund Trustee
On Sunday, John K. Nelson succeeded John P. Amboian on the Nuveen Mutual Funds' [profile] board of trustees. [SEC filing #1] [SEC filing #2]...
MutualFundWire.com -
Wednesday, September 4, 2013
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Columbia Updates the PM List For a Seligman Fund
Columbia Management [profile] updated the PM list for the Columbia Seligman Global Technology Fund. Richard Parower is the lead PM, while Paul Wick and Ajay Diwan are co-PMs. [SEC filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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Centaur Takes Over a Tilson Fund
Today Centaur Capital Partners succeeded T2 Management Partners [profile] as advisor to the Tilson Dividend Fund. Centaur previously sub-advised the fund. [SEC filing]...
MutualFundWire.com -
Wednesday, September 4, 2013
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Catalyst Pulls the New Switcharoo On a Fund
...and converts a hedge fund into a mutual fund...
MutualFundWire.com -
Wednesday, September 4, 2013
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Loomis Hires Away an HSBC Exec
New hire will serve as head of emerging markets...
MutualFundWire.com -
Wednesday, September 4, 2013
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Pentegra Makes a Broad Promise
Updated | John Pinto and his team launch what they're calling "a new level of fiduciary protection unlike any other."..
401kWire.com -
Wednesday, September 4, 2013
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DC I-O Assets Hit $2.8 Trillion in 2012
TDF assets are projected to double in five years...
401kWire.com -
Wednesday, September 4, 2013
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Vanguard Is Hiring More People in Arizona
Vanguard's hiring bonanza continues...
MutualFundWire.com -
Wednesday, September 4, 2013
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Bloomberg Lists the Prom Kings and Queens of Finance
Bloomberg listed its most influential people in finance this week...
MutualFundWire.com -
Wednesday, September 4, 2013
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Was Dropping AB a Wise Move for Vanguard?
Barrons' Brendan Conway writes about Vanguard's choice to drop AllianceBernstein and what is has meant for some of Vanguard's funds. ..
MutualFundWire.com -
Wednesday, September 4, 2013
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Gross Tweets Bafflement with Fed Funds Rate
Bond monarch arrives at an interesting figure for the Fed Funds rate. MarketWatch's Ben Eisen takes a stab at how Gross may have arrived at that figure...
MutualFundWire.com -
Wednesday, September 4, 2013
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A Federal Judge Upholds Conviction of Amerindo Founder
The conviction of Alberto Vilar has been upheld...
MutualFundWire.com -
Wednesday, September 4, 2013
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ETF Outflows Aren't as Historic as You Think
The Wall Street Journal's Chris Dieterich gives his two cents on the real meaning of ETF outflow records. ..
MutualFundWire.com -
Wednesday, September 4, 2013
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1.5 Million Participants Change Hands in a 401k Sale
The deal is done, and another major recordkeeper has purchased The Hartford's retirement business...
MutualFundWire.com -
Tuesday, September 4, 2012
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Reader Rating: 5
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Hartford is a Done Deal
And the winning bidder is .....
401kWire.com -
Tuesday, September 4, 2012
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Reader Rating: 4.1
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Loomis Rebrands a Fund Post-Lawsuit
Loomis Sayles is changing the name of its recently launched absolute return fund after being sued by a much smaller fund shop. ..
MutualFundWire.com -
Tuesday, September 4, 2012
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Great-West's Sales Team Expands
The Colorado-based RKer welcomes two new hires for its distribution efforts...
401kWire.com -
Tuesday, September 4, 2012
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Reader Rating: 3
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Pentegra Lands a Business Alliance
The two companies will offer a new solution that combines Section 79 and qualified plans...
401kWire.com -
Tuesday, September 4, 2012
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Reader Rating: 3.33
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ING's Sales Execs Promote and Hire
The RKer has signed on one new employee and promoted two...
401kWire.com -
Tuesday, September 4, 2012
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Reader Rating: 2
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A Former T. Rowe Treasurer Dies
His humor was known to crack up T. Rowe's founder...
MutualFundWire.com -
Tuesday, September 4, 2012
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Harbor Could Sell By October
Rabobank may find a bidder for an all-in-one sale of its investment management arm, which includes subsidiaries in the U.S...
MutualFundWire.com -
Tuesday, September 4, 2012
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Artio Lays Off 25
The mutual fund shop is also trimming its product suite. The cuts come after Artio's net income fell 86 percent...
MutualFundWire.com -
Tuesday, September 4, 2012
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Reader Rating: 5
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Barron's Likes Hank Herrmann's Path
Barron's asks its readers to look beyond the recent news coming from Waddell & Read...
MutualFundWire.com -
Tuesday, September 4, 2012
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Reader Rating: 5
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We Have No Army, Says DFA's Steiman
DFA was founded in New York, grew up in California and now makes its home in trendy Austin, Texas. Still, it is catching the eye of Canadian investors. ..
MutualFundWire.com -
Tuesday, September 4, 2012
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Will Other ETF Shops Pull a Russell?
The FT wonders if more ETF providers will leave the biz...
MutualFundWire.com -
Tuesday, September 4, 2012
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Barron's Says There's "Little to Be Gained" From Broad ETFs
The pub takes a look at "mega-indexes" and how their performance compares to other funds...
MutualFundWire.com -
Tuesday, September 4, 2012
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Artisan's Yockey Earns a Profile
Barron's describes the fund as both creative and common-sensical...
MutualFundWire.com -
Tuesday, September 4, 2012
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Shundrawn Thomas Flexes Northern Trust's ETF Muscles
In a Q&A, the head of Northern Trust's ETF group says fund flows and an investor-centric strategy make the firm's ETFs competitive.
..
MutualFundWire.com -
Tuesday, September 4, 2012
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Gross Trims His Mutual-Fund-ETF Gap
A trade pub highlights the performance of the two versions of the giant Total Return Fund...
MutualFundWire.com -
Tuesday, September 4, 2012
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Another Group Backs Harris With a Brief to the Supreme Court
The advisors to the Oakmark Funds gain more support in the fund fee case heading to the high court...
MutualFundWire.com -
Friday, September 4, 2009
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Hartford Taps a New Chief 401k Salesman
The Connecticut-based insurer draws from its own ranks to fill the post...
401kWire.com -
Friday, September 4, 2009
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Westwood Prepares to Swallow a $52 Million Fund
Fund shareholders will vote on the deal in November...
MutualFundWire.com -
Friday, September 4, 2009
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Gross Tackles Zen and the Art of Golfing ... and Investing
The Pimco star returns to the subject of the New Normal in his latest podcast...
MutualFundWire.com -
Friday, September 4, 2009
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Virtus Secures $30 Million
The asset manager uses $15 million to pay other debts...
MutualFundWire.com -
Friday, September 4, 2009
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$19 Million in Missing Money Lands TPA Behind Bars for 12 1/2 Years
Almost three years after his arrest, a former retirement plan administrator receives his sentence...
401kWire.com -
Friday, September 4, 2009
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Reader Rating: 3
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DailyAccess Hunts for a Wholesaler in the Midwest
The Alabama-based firm is expanding its sales force...
401kWire.com -
Friday, September 4, 2009
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Reader Rating: 3
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Two Asset Managers are Set to Become One
The merger is set to occur at the end of the month...
MutualFundWire.com -
Friday, September 4, 2009
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Reader Rating: 3
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Jefferies Preps Its Own ETFs
The global investment bank prepares to launch two exchange-traded funds...
MutualFundWire.com -
Friday, September 4, 2009
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The ICI Rallies to Defend Harris and Fund Fees
The trade group warns the Supreme Court about the Oakmark...
MutualFundWire.com -
Friday, September 4, 2009
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Fidelity Brings a Small-Cap Fund to a Bigger Audience
The Boston Behemoth gives retail investors access to its Small Cap Retirement fund...
MutualFundWire.com -
Friday, September 4, 2009
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Pimco, Goldman Sachs Drop B Shares
Pimco and Goldman Sachs add their names to the list of asset managers axing the share class...
MutualFundWire.com -
Friday, September 4, 2009
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Stories Stick in Down Markets
Its not as easy as it once was to get one's product noticed by intermediaries...
MutualFundWire.com -
Thursday, September 4, 2008
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401k Vet Leads Tech Outsourcer Into DC
Updated | A retirement industry entrepreneur joins a West Coast-based firm to form their first retirement-focused business...
401kWire.com -
Thursday, September 4, 2008
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Reader Rating: 5
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Fido Gives Advisors More Perks
Fidelity giving back to the advisor community with the expansion of its Practice Perks program...
MutualFundWire.com -
Thursday, September 4, 2008
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Legg is Cut by a Swiss Knife
Legg Mason was dealt a blow by Credit Suisse Thursday morning...
MutualFundWire.com -
Thursday, September 4, 2008
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Seattle TPA Jumps into 403bs
Updated | As the new 403b regs loom, another firms decides to get into the business for the first time...
401kWire.com -
Thursday, September 4, 2008
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New 403b Regs Spark Clarification of Tech Needs
How do you best technologically support information sharing between different DC providers in the non-profit space?..
401kWire.com -
Thursday, September 4, 2008
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Lehman Sets a Date for the Next Round of Bids
The hypothetical sale of Lehman's asset management unit continues...
MutualFundWire.com -
Thursday, September 4, 2008
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Invesco PowerShares to Launch a Biotech ETF
Bruce Bond and his team at Invesco PowerShares have set a date for the Nasdaq launch of their new ETF...
MutualFundWire.com -
Thursday, September 4, 2008
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New Van Eck ETF Chases Global Hard Assets
Van Eck executives unveiled the first global hard assets ETF at the American Exchange...
MutualFundWire.com -
Thursday, September 4, 2008
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Reader Rating: 4
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Pimco Confirms that its ETF Lineup Will Feature Active Products
Pimco's lineup of ETFs will include at least one actively managed product...
MutualFundWire.com -
Thursday, September 4, 2008
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Dow Jones, Barron's Unveil New Index
Dow Jones Indexes and Barron's have launched a new index...
MutualFundWire.com -
Tuesday, September 4, 2007
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Indy B-D Shutters Its Doors
A California-based independent broker-dealer has shuttered its doors...
MutualFundWire.com -
Tuesday, September 4, 2007
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Fall Will Likely Bring More M&A
With senior executives back from their August holidays look for some of the deals that have been brewing to make it to completion...
401kWire.com -
Tuesday, September 4, 2007
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Discount Broker Adds MarketGrader's Stock Reports
A Florida-based online brokerage has added stock research reports from MarketGrader to its site...
MutualFundWire.com -
Tuesday, September 4, 2007
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First Eagle Funds Take Flight
A private equity firm has acquired a stake in ASB Holdings, the parent company of fund firm Arnhold and S. Bleichroeder Advisers...
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 2.75
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Tweedy Browne Expands Fund Roster
The New York-based investment manager has launched a new mutual fund...
MutualFundWire.com -
Tuesday, September 4, 2007
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Reader Rating: 3
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OneSource 'Selects' Two Tamarack Funds
Winning shelf space on Schwab's Mutual Fund OneSource Select List is a surefire way for smaller money managers to drive sales...
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 3
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Bond Dependency Drives Down Lehman's Stock Price
Lehman Brothers stock has taken a dive of 30 percent this year , coming in just behind Bear Stearns, the worst performing investment bank stock of the year...
MutualFundWire.com -
Tuesday, September 4, 2007
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Reader Rating: 1
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American Century Sees Another Portfolio Manager Pack Up
This time the captain of Ultra hands over the helm...
MutualFundWire.com -
Tuesday, September 4, 2007
|
SEC Warns Funds Not to Use 22c2 Info for Marketing
Fund companies cannot use 22c-2 information for marketing purposes unless intermediaries' clients have been given notification and a chance to opt out...
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 3
|
Legg Mason Communicates a New Hire
Timothy F. Munoz has been hired by Legg Mason as SVP and head of corporate marketing and communications...
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 3.29
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ING Searches by Invite Only
ING North America Insurance is reportedly seeking a large-cap value equity fund option for its $1.1 billion 401(k) plan...
401kWire.com -
Tuesday, September 4, 2007
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Participation Rate Barely Budged Since '00
A new Vanguard study shows that the participation rate in 401ks has pretty much stayed put since the dawn of the new millenium...
401kWire.com -
Tuesday, September 4, 2007
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First Merc Promotes Conrad
The bank has tapped one of its own as its new national sales director...
401kWire.com -
Tuesday, September 4, 2007
|
WSJ: ETF Spread Unanticipated
Today's FundTrack takes on "the spread."..
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 1
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Evergreen Adds Disclosure Statement to Prospectuses
Wachovia's investment management arm has let its investors in on a little secret: they may have more exposure to sub-prime than they think...
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 5
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Franklin's Johnsons Look to Dubai for Growth
Franklin Templeton Investments has made a deal for a one-quarter, minority stake in a Dubai money manager...
MutualFundWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 2.89
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Fiduciary Advisors: Ready or Not?
An industry debate is growing over the viability of the new role created by the Pension Protection Act created for giving advice to participants. Some insiders are drawing a line in the sand over the issue, so who's on what side?
..
401kWire.com -
Tuesday, September 4, 2007
-
Reader Rating: 5
|
Barclays Capital Borrows
Barclays Capital executives said Friday that they are kicking in $1.6 billion in financing for an investment fund...
MutualFundWire.com -
Tuesday, September 4, 2007
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Eaton Vance's Stock Falls From Favor
Eaton Vance stock has been downgraded Wall Street giants Merrill Lynch and JP Morgan in the past few weeks due to the market turbulence...
MutualFundWire.com -
Tuesday, September 4, 2007
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Fido To Open R&D Facility In Ireland
The Boston Behemoth plans to set up an R&D facility in a city on Ireland's west coast...
MutualFundWire.com -
Tuesday, September 4, 2007
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LABOR DAY
We have stopped laboring on Monday in honor of Labor Day. We will return on Tuesday...
MutualFundWire.com -
Monday, September 4, 2006
|
LABOR DAY
We have stopped laboring on Monday in honor of Labor Day. We will return on Tuesday...
MutualFundWire.com -
Monday, September 4, 2006
-
Reader Rating: 2.33
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LABOR DAY
We have stopped laboring on Monday in honor of Labor Day. We will return on Tuesday...
401kWire.com -
Monday, September 4, 2006
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The Decade-Long Executive Life Saga Ends
Credit Lyonnais, the French and California have agreed on a settlement that should finally end the saga of Executive Life...
401kWire.com -
Thursday, September 4, 2003
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Reader Rating: 5
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Who Else Is Spitzer Talking To?
Not Fidelity, but two more fund firms say that they were contacted by the attorney general...
MutualFundWire.com -
Thursday, September 4, 2003
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Reader Rating: 4
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Delaware Retirement Head Leaves
The unit of Lincoln National is on the prowl for a replacement...
401kWire.com -
Thursday, September 4, 2003
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Reader Rating: 2
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American Century Institutional Adds to Sales Team
The investment manager adds a trio of executives to build up its institutional sales force...
401kWire.com -
Thursday, September 4, 2003
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Pru Opening Office in Tarheel State
The new office will house 12 eduction specialists...
401kWire.com -
Thursday, September 4, 2003
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Reader Rating: 4
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Gintel Shareholders Will Have New Home
The retirement of Robert Gintel means the fund carrying his name will have a new advisor...
MutualFundWire.com -
Thursday, September 4, 2003
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UBS Discloses Shelf-Space Payments
Those wanting to know what UBS Global pays UBS Financial for selling shares now have a more complete answer...
MutualFundWire.com -
Thursday, September 4, 2003
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Wasatch Closing Five More
The fund firm is enacting a hard close on the quintet of funds...
MutualFundWire.com -
Thursday, September 4, 2003
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What Will Spitzer Cost Funds?
The news yesterday was likely the beginning, not the end, of a new round of troubles for the fund industry...
MutualFundWire.com -
Thursday, September 4, 2003
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Reader Rating: 5
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Brokerage Options No Worse
Participants investing in brokerage options faired slightly better than those in mutual funds, says trust company...
401kWire.com -
Wednesday, September 4, 2002
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Live Advisor Wins Out
ADP starts a new relationship to bring advice to its larger 401k clients...
401kWire.com -
Wednesday, September 4, 2002
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No Rubber Stamp Here
American Century faces a process gone awry as shareholders fail to say yes...
MutualFundWire.com -
Wednesday, September 4, 2002
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Putnam Fund Manager Goes Across Town
Colin Moore has is a key pickup says the Beantown fund honcho...
MutualFundWire.com -
Wednesday, September 4, 2002
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Reader Rating: 3
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German Fund Supermarket Opens
An insurer opens the fund platform for its 2,300 agents...
MutualFundWire.com -
Wednesday, September 4, 2002
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Reader Rating: 2.33
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Headache Cure is No Cure at All
A wholesaler gets more publicity for his funds than intended ... and the wrong kind to boot...
MutualFundWire.com -
Wednesday, September 4, 2002
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Another Sponsor Files Chapter 11
Participants are hit again, though the losses are smaller than at Enron or Worldcom...
401kWire.com -
Wednesday, September 4, 2002
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Invesco Opens Multi-Sector
It tries to offer safer sector investing through diversification...
MutualFundWire.com -
Wednesday, September 4, 2002
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US Bancorp Fills Sales Opening
The bank has named a new head for its institutional fixed income sales...
401kWire.com -
Wednesday, September 4, 2002
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Texas Opens 529 Plan
The state has launched its college savings program...
MutualFundWire.com -
Wednesday, September 4, 2002
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Lipper to Offer Checks & After-Tax Tools
The fund-tracker is using after-tax returns to differentiate its business in a crowded field. It will also highlight top funds...
MutualFundWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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Boehner Highlights Advice
The Congressman is back to work, and he is once again focusing on retirement...
401kWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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IFS Hires Exec for Growth
The funds back-office specialist has tapped a former bank CEO to help steer its growth...
MutualFundWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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ProFunds Launch Six
Six Unleveraged Funds ... Bank Plus Out of Court ... Warburg Invests ... Nikkei Falling ... Profs Quantify Morningstar Effect ... Managed Account Deal Completed ... AIM Gets Energetic Ayes ... Assets at Stillwell ... Another CEO at UAM Parent...
MutualFundWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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ProFunds Launch Six
Six Unleveraged Funds ... Bank Plus Out of Court ... Warburg Invests ... Nikkei Falling ... Profs Quantify Morningstar Effect ... Managed Account Deal Completed ... AIM Gets Energetic Ayes ... Assets at Stillwell ... Another CEO at UAM Parent...
401kWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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Boyd Makes a Move
An exec joins Weiss, Peck & Greer...
MutualFundWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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New York Life Captures a Giant
The firm has landed a new account with a large balance...
401kWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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Deck the Halls with Participant Statements
Has it been a year already? The day after Labor Day is national 401k Day...
401kWire.com -
Tuesday, September 4, 2001
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Reader Rating: 3
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Week of August 30
Big 4 Rents
Edward Don & Co.
Fulbright & Jaworski
Federal-Mogul (NYSE: FMO)
Fel-Pro
Kerasotes Theaters
Marshall Industries (NYSE: MI)
Modern Drop Forge
Payless Cashways (OTC BB: PCSH)
..
401kWire.com -
Friday, September 4, 1998
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Reader Rating: 3
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Bowne and APT Design 401k Statements for Hi-Tech Age
Bowne & Co., Inc.'s (AMEX: BNE) Digital Solutions Division and Art Plus Technology (APT) have joined forces to develop 401(k) statements that answer the needs of participants in an increasingly complex marketplace. ..
401kWire.com -
Friday, September 4, 1998
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Reader Rating: 3
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